6723 - Risk & Compliance Executive (FA Industry | $3.5K–$4.5K | Bras Basah | Reporting)

• Compliance Executive
• Working Location: Bras Basah
• Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
• Working Days: Monday - Friday
• Salary Range: $3500 - $4500

Job Introduction We are a local sizeable Financial Advisory firm licensed by MAS. As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

Key Roles, Responsibilities and Duties

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of communicating the changes and supporting implementation; not limited to Financial Advisers Act, Personal Data Protection Act...