Assistant Vice President; Markets Support Associate (Santiago)

Job Responsibilities and Qualifications

Job requires the Series 99 (Operations Professional) or other qualified license as outlined by FINRA, and performs one or more covered functions on behalf of a broker/dealer. Manages a team or multiple teams in a global markets operations support function in one or more product areas. Manages operations functions that typically have a high level of regulatory risk, monetary exposure and loss potential due to transaction size and daily production windows, which can impact client relationships. Manages daily activities ensuring adherence to deadlines and quality standards and adherence to procedures and regulatory requirements. Develops and implements new processes and procedures to improve operating efficiency, timeliness and workflow coordination. May have responsibility for or provide input on budget/expense management, reporting and forecasting. Requires full working knowledge of global markets operations functions and specific p...