Job Responsibilities
1. Exchange Member/ Depository Agent Admission & Onboarding
Review applications for exchange membership and registration of depository agents, including corporate structure, financial soundness, governance, operational readiness, and compliance capabilities.Prepare recommendation papers and approval memoranda for internal committees.Coordinate admission conditions, postapproval requirements, and onboarding activities with applicants and internal stakeholders. 2. Member Supervision & Ongoing Oversight
Perform riskbased supervision of exchange members and depository agents to assess compliance with exchange rules, regulatory requirements and market conduct standards.Manage members and depository agents financial and operational resiliency in the event of market volatility or other debilitating events. Conduct onsite inspections and offsite reviews covering...