Opportunity Description
Elevate your career as a Bilingual Compliance Specialist with IG in Canada. This role demands fluency in both French and English, focusing on compliance with regulatory requirements in the securities and mutual fund industry.
The Compliance Department at IG seeks a specialist to analyze trade activities and ensure adherence to CIRO and provincial regulations. You will leverage your analytical skills to review transaction reports and identify trends. Collaborating with management, you will develop policies and promote best practices while managing compliance processes effectively.
Key Responsibilities:
• Review trade activity through daily and monthly reporting
• Analyze transactions for trends and risk detection
• Conduct ad-hoc reporting for leadership inquiries
• Maintain the compliance dashboard in Transact
• Identify unusual trends and present findings to managers
Requirements:
• 2-4 years in securities/mutu...
The Compliance Department at IG seeks a specialist to analyze trade activities and ensure adherence to CIRO and provincial regulations. You will leverage your analytical skills to review transaction reports and identify trends. Collaborating with management, you will develop policies and promote best practices while managing compliance processes effectively.
Key Responsibilities:
• Review trade activity through daily and monthly reporting
• Analyze transactions for trends and risk detection
• Conduct ad-hoc reporting for leadership inquiries
• Maintain the compliance dashboard in Transact
• Identify unusual trends and present findings to managers
Requirements:
• 2-4 years in securities/mutu...
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