Opportunity Description
Core Activities
- Broking the product in accordance with established market practice and in compliance with all relevant laws and regulations.
- Gaining a full understanding and working within internal compliance and other policies and procedures, including specific desk procedures. Maintaining this knowledge as policies and procedures evolve.
- Complete all assigned training and policy attestations in a timely manner.
- Calculating dealing prices in accordance with the Company’s pricing policy.
- Recording all brokerage deals in accordance with the Company’s settlements and Operations requirements.
- Raising the profile of the desk.
- Maintain fitness and propriety to become and/or continue to be an approved person with the FCA’s approved persons regime, if required.
- Attend and contribute in all team meetings as required by the desk head or other manager.
- Be alerted to Conduct Risk issues, specific...
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