CFO / FinOp (Series 27)

Page Executive

Grays, England, United Kingdom FULL_TIME June 15, 2026

Opportunity Description

Job Description

Serve as the designated Financial and Operations Principal (FinOp)

Oversee all broker-dealer financial reporting, including FOCUS filings

Ensure compliance with SEC, FINRA, and applicable regulatory standards

Manage net capital calculations and liquidity requirements

Lead annual audits and act as primary liaison with external auditors

Implement and maintain internal controls, policies, and procedures

Oversee general ledger, financial statements, and budgeting process

Provide strategic financial insights to executive leadership

Coordinate regulatory examinations and inquiries

Supervise finance and accounting team members

FULL_TIME Financial Specialists

Submit your application for CFO / FinOp (Series 27) at Page Executive

Location Grays, England

Country United Kingdom

Type FULL_TIME

Category Financial Specialists

Posted June 15, 2026

Deadline July 25, 2026