Client Reviews – Compliance

Location: Zurich
Start date: ASAP
Duration: 3 months – until

Key Responsibilities

• Conduct holistic client reviews of High and Highest Risk Clients (including PEPs), performing detailed transaction analyses.
• Document and review all aspects of the client relationship to ensure accuracy and completeness.
• Take appropriate compliance actions and implement risk mitigation and remediation measures as required.
• Review client data and related transactions from a compliance perspective, evaluating KYC accuracy, completeness, plausibility, and SoW corroboration.
• Escalate and document any issues identified, collaborating across all Lines of Defence and group affiliates to reduce the Bank’s risk exposure in line with its risk appetite.

Qualifications

• University degree in Law, Business Administration, or equivalent qualification.
• Extensive experience in Le...