Compliance Advisory - Vice President

This job is with Mizuho, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.

Profile Summary

The Compliance function is an independent function that identifies, assesses, advises on and monitors compliance risk - that is the risk of regulatory sanctions as a result of failure to comply with applicable regulations. The Compliance function exists to support the bank by enabling it to conduct business lawfully, in accordance with regulatory requirements and with integrity. The main objective of the Compliance function is to provide an active advisory and monitoring service in relation to regulatory requirements, especially those of the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA).

This role has important responsibilities in helping to ensure the Compliance Department effectively discharges...