Compliance Assurance Manager

Compliance Assurance Manager

Role Overview

We are seeking an experienced and meticulous Compliance Assurance Manager to join our Group Compliance team. The primary focus of this role is to perform compliance assurance reviews on business processes across the regulated entities in the PhillipCapital group in Singapore, ensuring adherence to applicable local regulatory requirements. The successful candidate will play a key role in safeguarding the group’s compliance posture through rigorous assessment and testing of controls.

Key Responsibilities

· Lead the compliance risk assessment for the licensed PhillipCapital entities in Singapore and convert the outcome into a risk-based assurance plan (thematic reviews and continuous monitoring).

· Plan, execute, and document compliance assurance reviews on business unit processes to assess adequacy and effectiveness of controls against regulatory requirements.