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Compliance Manager

Blakemore Recruitment

London, England, United Kingdom Full-time June 05, 2026
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Opportunity Description

We are currently recruiting for a Financial Planning practice in London who are looking to recruit a Compliance Manager to join their team. They are looking for someone who has the Level 4 Diploma within Financial Planning also DB Qualified to do file checking and keep process up to date.

Role Description:


The main responsibilities and duties of this position include but will not be limited to:-

  • Responsible for the management of all Governance, Risk and Compliance policies and procedures.

  • Provide Compliance subject matter expertise and support to the firm and its employees.

  • To monitor any changes in FCA and other regulations, assess their impact and provide guidance on any business change requirements.

  • To review client files to confirm suitability and good consumer outcomes and adherence to regulatory and Company requirements and identify and require remedial action from members firms where necessary.

  • Be ...
    • Full-time Other Management Occupations

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    Opportunity Details

    Location London, England
    Country United Kingdom
    Type Full-time
    Category Other Management Occupations
    Posted June 05, 2026
    Deadline July 15, 2026

    About Blakemore Recruitment

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    Blakemore Recruitment

    London, United Kingdom

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