Opportunity Description
About the job Compliance Manager (PSX) | Onsite Karachi | Salary in PKR
Role Overview – Compliance Manager
Key Responsibilities
- Regulatory Oversight: Ensure full adherence to the Securities Act, PSX Rulebook, and SECP directives.
- AML/CFT Monitoring: Implement and manage Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) protocols, including Know Your Customer (KYC) and Ultimate Beneficial Owner (UBO) verification.
- Audit & Reporting: Coordinate internal audits and timely submission of periodic compliance reports to regulatory bodies.
- Risk Mitigation: Identify potential breaches in trading activities and operational procedures; develop corrective action plans.
- Advisory: Guide the Board and staff on regulatory updates and ethical trading practices.
Key Requirements
- Education: Masters degree in Finance, Accounting, or a related field (ACCA/ACMA/CA Inter preferre...
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