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Compliance Monitoring Analyst – Wealth Management

CLARC Recruitment

London, England, United Kingdom Full Time June 29, 2026
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Opportunity Description

We are working with a large wealth management business looking to hire a Compliance Monitoring Analyst. The role will be part of the close-knit Compliance Monitoring Team which is part of the broader Regulatory Compliance team.

Candidates will have a strong grounding in Compliance Monitoring, ideally from within a similar Wealth or Asset Management business.

Job Requirements:

  • Execute compliance monitoring testing independently and collaboratively with the Head of Compliance Monitoring.
  • Manage your workload against strict deadlines, ensuring timely reporting and consistent delivery across all scheduled reviews
  • Continuously drive improvements to test scripts and methodologies, drawing on regulatory developments, past results, system changes, new business activity, staff movement and customer complaint trends
  • Gather and analyse data, documentation and management information to support the broader testing programme
  • Produce clear,...
  • Full Time Business Operations Specialists

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