Compliance Officer

Role Overview

The Compliance Officer is responsible for ensuring that the fintech company operates in full compliance with all applicable laws, regulations, and regulatory guidelines. This role acts as the bridge between the business, regulators, and internal teams, ensuring regulatory risks are identified early and properly managed.

Key Responsibilities

• Ensure the company’s operations, products, and internal processes comply with applicable laws, regulations, and regulatory guidelines.
• Monitor regulatory developments and assess their impact on business activities, products, and internal controls.
• Support regulatory licensing applications, renewals, and periodic reporting requirements.
• Act as a liaison with regulators, industry associations, and external auditors on compliance-related matters.
• Implement, maintain, and monitor AML/CFT, KYC, customer due diligence (CDD), and enhanced due diligence (EDD) proce...