Compliance - Personal Account Dealing Advisory - Associate

Join the Personal Account Dealing advisory team to shape Personal Account Dealing advice, using approved AI to streamline processes, strengthen controls, and speed decisions.

As an Associate within Compliance, Conduct and Operational Risk (CCOR), you will be part of the Personal Account Dealing (PAD) Advisory Team, working closely with the PAD Operations partners, to act as a trusted advisor on PAD inquiries, and contribute to strategic thought partnership to shape the forward PAD agenda. You will drive intelligent innovation using available and form-approved agentic AI and other tools available to simplify processes, strengthen controls, and accelerate response time for query-based decisioning, and overall process efficiency. 

Job Responsibilities