Compliance Specialist

Key Responsibilities:

• Ensure all business activities comply with applicable regulations and internal policies, while promoting a strong compliance culture across the organization.
• Conduct regulatory gap analysis, communicate regulatory updates, and ensure internal processes, controls, and documentation remain aligned with current requirements.
• Provide compliance advisory and opinions for new products, new activities, operational processes, policy updates, and regulatory submissions.
• Review Bank policies, procedures, systems, and operational practices to ensure consistency with regulatory expectations and governance standards.
• Act as a Business Partner for designated units, offering regulatory guidance and ensuring compliance obligations are implemented effectively.
• Monitor reports submitted by business units and ensure accurate, timely submission of compliance reports to regulators, parent company, and manage...