Director-eTrading Business Oversight Compliance

Job Overview

Job Title: EMEA Head of Electronic Trading Business Oversight (BOC) Compliance
Location: London, United Kingdom
Reporting to: Senior Managing Director, Electronic Trading Business Oversight

Responsibilities

• Provide data‑led expert oversight, check, and challenge on business and compliance matters to ensure operations are compliant with Barclays legal, regulatory, and ethical responsibilities.
• Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems.
• Identify and investigate potential market abuse, including insider dealing, unlawful disclosure, market manipulation, and anti‑competitive conduct.
• Conduct investigations of compliance risk events or breaches and oversee corrective actions and preventative measures.
• Implement compliance policies and procedures in line with regulatory requirements, ensuring internal policies align wit...