Opportunity Description
Step into the pivotal role of Director, Annuity Suitability & Compliance at Foresters Financial, a remote or hybrid opportunity overseeing the new fixed annuity program across the U.S.
In this key leadership position, you report directly to the Chief Compliance Officer and lead a team focused on maintaining stringent compliance standards for fixed/indexed annuities. Your insights and experience will shape the suitability function, ensuring team efficacy and regulatory adherence as the program rolls out across 49 states.
Key Responsibilities: • Lead the design and workflow of suitability processes • Oversee compliance with internal policies and regulatory standards • Manage review workflows to meet organizational expectations • Represent Foresters in industry discussions • Enhance ongoing compliance programs
Requirements: • 10+ years of experience in annuities and compliance • Proficiency in fixed/indexed annuity markets • Strong interpersonal and communicatio...
In this key leadership position, you report directly to the Chief Compliance Officer and lead a team focused on maintaining stringent compliance standards for fixed/indexed annuities. Your insights and experience will shape the suitability function, ensuring team efficacy and regulatory adherence as the program rolls out across 49 states.
Key Responsibilities: • Lead the design and workflow of suitability processes • Oversee compliance with internal policies and regulatory standards • Manage review workflows to meet organizational expectations • Represent Foresters in industry discussions • Enhance ongoing compliance programs
Requirements: • 10+ years of experience in annuities and compliance • Proficiency in fixed/indexed annuity markets • Strong interpersonal and communicatio...
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