Financial Advice Quality Assessor - Financial Planning - London

Career

You want to join a growing and in‑demand team. Playing a critical part in maintaining high‑quality standards, mitigating risk, and supporting our Financial Planners in delivering compliant and client‑focused recommendations.

You will bring a methodical mindset, strong attention to detail, be ready to learn quickly and make an impact. Ready to engage with stakeholders in the business and Compliance, supporting the quality of advice provided to our clients.

Purpose

This role sits within Advice/ T&C and is responsible for checking client and case files to ensure they meet internal standards, regulatory requirements and firm policies. You will carry out sample checks, validate documentation, identify gaps or issues, and work with colleagues to ensure corrective actions are completed.

Accountabilities

You will play a practical role in maintaining file quality and regulatory assurance. Typical responsibilities include plannin...