Financial Planning Compliance Officer

Financial Planning Compliance Officer

Location: Liverpool City Centre
Hours: Monday-Friday, 9am-5pm (35 hours per week)
Contract: Permanent, Full Time
Salary: Dependent on experience
Essential: Level 4 Diploma in Financial Planning (or equivalent)

Are you an experienced Financial Services professional with a Level 4 Diploma in Financial Planning and a strong knowledge of investments, pensions and UK regulation?

This is an excellent opportunity to join a supportive and growing team in Liverpool City Centre, working as part of an established compliance function as a File Reviewer.

These roles are ideal for applicants with backgrounds in:

Financial Advising / Strategic Planning
Adviser Team Management within banking
Paraplanning
File checking / quality assurance
Investment & pensions compliance
Individuals from high street banks such as HSBC, NatWest, Halifax, Santander, etc.What a Typical Day Might Look Like:

Revie...