Head of Compliance and MLRO

The Head of Compliance & MLRO will hold senior responsibility for the firm’s compliance, financial crime and regulatory governance framework. This person will act as the key compliance lead for the business, providing oversight across FCA requirements, AML/CTF, sanctions, fraud, KYC/KYB, transaction monitoring, regulatory reporting and wider compliance risk.

The successful candidate will be responsible for embedding a strong compliance culture across the business, advising senior leadership on regulatory matters and ensuring that policies, procedures, systems and controls remain effective and proportionate to the firm’s risk profile.

Key Responsibilities

• Act as the firm’s MLRO, with responsibility for the oversight and management of financial crime risk.
• Lead the compliance and financial crime function, ensuring the business meets all relevant regulatory obligations.
• Own and maintain the firm’s compliance framework, financial cr...