Head of Compliance Brokerage

Head of Compliance (SMF16/17)

London | Hybrid Working | Up to £145,000 Base + Bonus

Barclay Simpson is partnering with an international brokerage to appoint a Head of Compliance (SMF16/17) for its UK entity.

This is a senior FCA-facing leadership role within a globally established brokerage platform operating across multiple regulated jurisdictions.

The UK entity forms part of a wider international organisation with significant global scale and ambitious long‑term growth plans.

This appointment is viewed as strategically important and will play a key role in strengthening the UK regulatory framework, enhancing governance standards and supporting the next phase of development for the business.

The Role

Reporting into Group Compliance leadership, the successful candidate will hold SMF16/17 responsibilities for the UK entity and act as the primary compliance contact for the FCA.

The r...