Head of Compliance

The Head of Compliance is responsible for overseeing the firm’s compliance framework, ensuring adherence to all applicable Financial Conduct Authority (FCA) regulations, including those governing second charge mortgage broking and appointed representative (AR) activities in bridging finance.

Working closely with the Group Compliance Director, this role will coordinate any interactions with the FCA and ensure that the business operates within regulatory expectations while supporting commercial objectives. The Head of Compliance will also oversee the arrangements for the firm’s Appointed Representative, ensuring appropriate supervision and risk management.

The Head of Compliance will work closely alongside the Group Legal, Risk and Compliance function and will be reporting into the CEO of Fluent Money.

Key Responsibilities

• Maintain and develop the firm’s compliance framework in line with FCA requirements, including MCOB, SYSC, PRIN, and Consumer D...