Head of Regulatory Reporting and Safeguarding - EXCLUSIVE

Overview

Our client is a leading UK foreign exchange broker, looking to expand their team.

Responsibilities

• Head of Regulatory Reporting and Safeguarding is a global role and is primarily responsible for the implementation of control systems, designing and owning management information reporting, and rollout of strategic projects for the Reconciliations team.
• Primary responsibility for safeguarding compliance of the group under evolving safeguarding rules published by the FCA and the CASS regime.
• Outside of the UK, understand and align with different regulatory regimes in markets where the company operates or plans to obtain licenses (Spain, United States, Australia, South Africa, Portugal, Brazil, Middle East).
• Collaborate with Compliance and Finance officers across geographies to harmonise and improve practices, ensuring consistency, efficiency and alignment with evolving regulatory expectations, safeguarding, and capital...