Heaf of Business Risk(Compliance)

We are currently recruiting for a Financial Planning practice in Cambridgeshire who are looking to recruit a Heaf of Business Risk.

Job Purpose:

Reports directly to the Compliance Officer who acts as a direct line to regulatory authorities. Tasked with creating strategies and policies to make sure the business is compliant with FCA regulations and that everything they do is within the law. On a daily basis, you will assess the compliance of internal processes against current regulations, maintain reporting and help to advise and train staff. Because regulations and legislation change all the time, you are relied upon

to keep on top of best practice and to ensure that the business’ internal policies account for any changes. Responsible for managing the Risk Management (RM) Team and implementation of its objectives.

As part of the Management Team to support the Board to achieve company’s business objectives and vision for the best outcome for cli...