COMPLIANCE ADVISOR

Our client is a global investment management company with an unparalleled reputation across the Asia Pacific region.With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join them.

Supporting the operations of the compliance programs by daily monitoring of trade activities for funds and accounts to ensure that investment guidelines and policy limitations are followed. Implementing effective mechanisms to provide timely reporting and monitoring of complex investment strategies. Supporting the Asset Management Information Barrier program, including assessing inadvertent receipt of material non-public information, establishing, and removing information barriers. Providing the management with information on current trends and issues recognized during assignments and recommending plans for improvement. Working with the team to e...