Compliance Analyst - CIP

About this role

We are looking for a Compliance Analyst (CIP) to join a rapidly growing organization focused on empowering innovation, growth, and efficiency.

• Think strategically and is inquisitive.
• You are intellectually curious and love finding and solving challenges with creative and simple solutions.
• You find ways to get things done efficiently without sacrificing quality.
• Takes initiative and is a high performer.
• Have great communication skills.
• Values the power of the team.
• Investment Securities Experience.
• You are highly organized, well‑versed in investment terminology, and knowledgeable about the Customer Identification Program (CIP) requirements for Broker‑Dealers.

Responsibilities

Perform CIP reviews of accounts introduced to Apex Clearing Corporation. Review client‑provided documentary verification to determine whether an account meets the organization’s CIP requi...