Compliance Analyst

Description

6 Months Fixed Term Contract

Dublin

4 Days Onsite

This is a role on that sits within the clients Asset Wealth Management Compliance Advisory team, helping to provide compliance advisory services covering portfolio management, trading, sales and marketing activity within the Asset Management team for the client based in Dublin.

The successful candidate will work with business partners, Legal and Compliance colleagues in connection with helping to respond to regulatory requests, respond to compliance queries from the business, uplift compliance program in response to regulatory reform, perform surveillance and forensic reviews, train the business in compliance matters, participate in policy updates and drafting, conduct marketing material sign off, and advise on sales activity.

To learn more about our CLM department click here Client Lifecycle Management (deltacapita.com)

Requirements