Compliance Analyst - Wealth/ Funds Management

Our client is a growing financial services business delivering innovative investment solutions to clients across Australia. This is a hands-on role focused on the execution of compliance, risk and AML activities across the business. You will play a key role in ensuring regulatory obligations are met through strong operational processes, accurate documentation and timely investigation of incidents and risks.

Working closely with internal stakeholders, you’ll help embed compliance into day-to-day operations while supporting the ongoing growth of the business in a well-regulated environment.

Key Responsibilities

• Maintain and continuously improve compliance and operational process documentation
• Execute the compliance calendar, including reporting, attestations and periodic reviews
• Investigate incidents, breaches and risk events, including root cause analysis and remediation support
• Monitor transactions and ale...