Compliance- NBFC

About Client:

Our Client is one of the leading NBFC Organization.

About the Role:

Monitoring RBI and other Statutory guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines and periodic reporting of the status.

• Compliance Risk Management: Compliance Risk Assessment, defining compliance controls and mitigation measures.
• Support the reporting manager in undertaking advisory function across business verticals on the following and advise/guide the team on the compliance aspects.

a. new product approvals,

b. new partnership arrangements,

c. policy rollout or amendment to policies

d. Customer complaints

• Support the reporting manager in carrying Compliance Risk...