COMPLIANCE OFFICER

FX COMPLIANCE OFFICER

Regulatory Compliance

• Maintain current knowledge of FX regulations across operating jurisdictions (offshore and onshore markets)
• Ensure compliance with AML/KYC requirements client onboarding procedures and due diligence protocols
• Monitor regulatory developments and advise management on compliance implications
• Prepare and submit regulatory filings and reports to relevant authorities

Risk Management & Monitoring

• Develop implement and maintain compliance policies procedures and controls
• Conduct regular compliance audits and risk assessments of trading operations
• Monitor client trading activity for suspicious patterns market abuse or regulatory breaches
• Review marketing materials and client communications for regulatory compliance

Training & Advisory

• Provide compliance training to staff across all departments
• Advise busine...