Compliance Senior Executive/ Manager

We are looking for an experienced, proactive and detail-oriented Compliance officer, with at least 5 years of experience in the asset and fund management industry in Singapore or other APAC markets. The successful candidate will provide advisory and support the development, implementation, and monitoring of the firm’s compliance framework and program, ensuring alignment with local and regional regulations.

Key Responsibilities:

• Review and monitor fund management activities, discretionary mandates, and investment advisory services for regulatory compliance.
• Maintain and update compliance policies and procedures to reflect evolving MAS requirements and industry best practices.
• Conduct internal compliance monitoring and surveillance across front-office, middle-office, and back-office functions.
• Support the review and submission of regulatory filings, regular compliance reports, and other regulatory surveys as required.
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