Compliance Surveillance Officer for Communication, Information Barrier, and Trade Surveillance - AVP

Compliance Surveillance Officer for Communication, Information Barrier, and Trade Surveillance, AVP

Location: Manila. Corporate Title: AVP. The role focuses on surveillance monitoring across financial products including Benchmark, Fixed Income & Swaps, Foreign Exchange, and Listed Derivatives, with coverage of communication, information barrier, and trade surveillance activities.

Your Key Responsibilities

• Conduct surveillance monitoring of communication, information barrier, and trade products across listed financial markets.
• Cover product families: Benchmark, Fixed Income & Swaps, Foreign Exchange, and Listed Derivatives.
• Review and action surveillance alerts in accordance with Service Level Agreements (SLAs), escalating when necessary.
• Perform qualitative analysis of alerts, using Bloomberg and other research tools.
• Investigate and document irregularities and abnormal activities.
• Conduct quality...