【Equity Digital Innovation Dept.】eTrading Risk and Control (First Line)

グローバル・マーケッツ　Global Markets
【Equity Digital Innovation Dept.】eTrading Risk and Control (First Line)
Vice President / Executive Director 職務内容
Job Description Job/Group Overview:

The eTrading Risk and Control (ERC) governance function is a first line of defence function for low touch electronic trading within Instinet/Nomura. The team will work closely with each ERC businesses and technology across Global Execution Services and Equity Trading as well as Second Line functions. ERC governance function is responsible for the build out and maintenance of robust control framework that mitigates risks associated with low touch electronic trading including conduct risk.



The ERC governance function is responsible for maintenance of algorithms, ERC flow diagrams, risk control inventory and related documentation, facilitation of approval process for new algorithms and material changes, control processes and procedures etc.



The ERC governance...