Experienced Associate - Compliance Consultant (AWMS)

Job Summary

Within our Risk & Compliance Solutions practice under Asset & Wealth Managed Services (AWMS), we support asset and wealth managers and other capital markets intermediaries to develop robust internal controls, optimise risk and compliance frameworks, and strengthen governance. You will assist clients in the asset and wealth management and broader capital markets space on regulatory compliance, internal audit, risk management and internal controls.

Key Responsibilities

• Providing advice to clients operating in the fund management industry and other capital markets intermediaries such as REIT managers, brokerages, corporate finance advisors and trust companies.
• Advising on and supporting the design and enhancement of compliance and risk management frameworks and monitoring programmes, including portfolio management, fund operations, AML/CFT, outsourcing, culture and conduct, technology risk and related regulatory requirements.
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