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Investment Compliance, Senior Manager

Businesslist

kuala lumpur, kuala lumpur, Malaysia Full-time June 25, 2026
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Opportunity Description

  • Ensure compliance with regulatory requirements and internal policies for investment operations.
  • Develop and implement compliance frameworks to monitor investment activities effectively.
  • Advise stakeholders on regulatory changes and their implications for investment strategies.
  • Conduct regular compliance reviews and audits to identify and address potential risks.
  • Prepare and submit compliance reports to regulatory authorities and internal stakeholders.
  • Collaborate with cross‑functional teams to ensure alignment with compliance standards.
  • Provide training and guidance to the investment team on compliance matters.
  • Manage relationships with regulatory bodies and external auditors.

The Successful Applicant

  • A degree in Finance, Law, or a related field.
  • In‑depth knowledge of compliance regulations within the insurance and financial services industry.
  • Strong analytical and pr...
Full-time Management & Operations

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