Legal & Compliance Manager - Wealth Management

Job Description

Location: Central, Sydney CBD

Salary Package: AU$150,000 – $180,000 + Super + Bonus

Role Highlights: A rare opportunity to join a high-growth FinTech at a pivotal moment, building a compliance framework that will define how this business scales and operates for years to come.

Role Overview

The company is a Sydney-based FinTech that has built a first-of-its-kind general platform for Wealth Management distribution. Operating under its own AFSL, the business supports a growing network of advisers, aggregators and distribution partners providing access to technology, compliance infrastructure, and connections to leading Financial Services providers.

The business has scaled at a significant pace year-on-year and is now at a critical inflection point. The compliance framework that has served the business well to date needs to be enhanced, embe...