Regulatory Compliance & Testing Specialist

Shall be responsible for ensuring implementation and compliance with applicable, laws, rules, regulations, internal policies, procedure and guidelines of the Company including the Anti-Money Laundering Act, as amended, Counter Terrorism Financing and other financial crimes. Directly responsible for implementing standards, policies, methodologies, guidelines or procedures for testing.

Duties and Responsibilities

• Test adequacy of controls in place within the business and to identify potential and actual breaches
• To escape regulatory breaches to the respective Head of the Department or Division and Senior Management through the Head of Compliance Department in order that the appropriate action can be undertaken to rectify.
• To monitor the action taken to address or rectify the noted breaches and prepare or produce monitoring reports to both Business and Senior Management relevant to Compliance Monitoring and Review.
• Manage the pla...