Senior Manager, Compliance

About the role

At ATB Investment Management, we don’t just follow regulations—we build trust. We are looking for a powerhouse Senior Manager of Compliance to join us, you will be a key architect in strengthening our compliance framework across our Portfolio Management operations.

Reporting directly to the CCO, you will act as a strategic advisor, technical expert, and mentor. If you thrive on the nuances of NI 31‑103 and the complexities of AML/ATF and want to leave a lasting mark on a leading Investment Management firm, this is your seat at the table.

Accountabilities

• Strategic Advisory: Act as the primary Subject Matter Expert on Canadian securities regulations. You won’t just quote the rules; you’ll help our Portfolio Managers navigate them.
• Framework Evolution: Lead the development and continuous enhancement of policies that don’t just “tick boxes” but drive operational excellence.
• Operational Oversight: Take the h...