Junior CASS FInance Analyst

The FCA Client Asset (CASS) rules are designed to keep client assets safe, particularly in events of a firm’s failure. Compliance with the CASS rules is of fundamental importance and is a focus for the UK regulator and the firm.

What is the role?

This is an entry level Graduate or equivalent workplace experience hire, reporting to the CASS Manager. The CASS Analyst will be responsible for helping the firm comply with the FCA CASS rules. You will be part of a team interacting with the wider business, and will play a key part in the delivery of all CASS actions and administration.

What does the role involve?

• Perform daily internal and external client money and custody reconciliations.
• Undertake root cause and trend analysis to enable the production of daily and monthly MI.
• Assist in the production of materials for the monthly CASS Committee governance meeting.
• Identify, document and escalate CASS breaches, and ...