Manager-Investment Compliance

Perform and coordinate daily post‑trade compliance monitoring using Bloomberg and Aladdin compliance modules.

Interpret investment guidelines and ensure accurate compliance rule coding and account setup.

Identify incorrectly coded rules, propose corrections, and support testing of updated rules.

Review and investigate compliance exceptions, escalate breaches, and monitor rectification progress.

Maintain strong understanding of pre‑trade and post‑trade monitoring concepts, rule types, breach implications, and reporting requirements.

Develop and maintain second‑line trade oversight and market abuse monitoring (equities and fixed income) using Bloomberg TCA/ Virtu by ITG or equivalent tools.

Leverage prior experience in Aladdin/Bloomberg rule coding to enhance monitoring accuracy (preferred).