Manager/Assistant Director – Investment Compliance

LMA Recruitment is partnering with a leading global asset management firm on newly created opportunities within their Regional Governance & Controls team. These roles sit within a growing regional function and offer the opportunity to work closely with investment teams across Asia, supporting governance, controls, and investment compliance initiatives while partnering with senior stakeholders across the business.
Why consider this opportunity? ✔ Strong regional exposure across Asia markets ✔ High visibility and autonomy within the function ✔ Close partnership with Fund Managers and senior stakeholders ✔ Opportunity to broaden governance, controls, and investment compliance expertise ✔ Leadership and career progression opportunities within a growing team
Key responsibilities include: Investment compliance governance and controls Pre- and post-trade monitoring activities Investment guideline interpretation and rule assurance Aladdin coding and monitoring oversight Stakeholder manag...