Scotia iTRADE Account Supervision Officer

Become a crucial part of Scotia iTRADE in Toronto as an Account Supervision Officer. Focus on compliance, analysis, and maintaining operational integrity within client accounts.
As an Account Supervision Officer at Scotia iTRADE, you'll ensure adherence to regulatory standards through daily account supervision. Your responsibilities involve analyzing diverse trade reports, addressing potential compliance issues, and implementing necessary corrective actions. Your proactive role will significantly enhance trading accuracy and overall team effectiveness.
Key Responsibilities:
• Oversee daily account supervision using trade analysis
• Validate trades to ensure compliance standards
• Identify and mitigate compliance and trading risks
• Maintain accurate records of reviews and investigations
• Participate in Order Management duties as required
Requirements:
• Expert knowledge of industry trading principles
• Background in investment brokerage essential
• Pro...