Opportunity Description
Responsibilities
:
Understand AML, Compliance and regulatory controls in each dept and requirements of applicable regulations and policiesAssist to create quality assurance programs in line with Compliance and AML action plans and internal policiesReview and update QA programs periodically and upon changes to laws and policiesExecute the QA program and report on the results, making recommendations for improvements where applicableFollow up on QA recommendations, working closely with Compliance and AML teams and other deptsSuch other tasks as assigned by Team or Dept Head Job Requirements :
Degree or DiplomaProfessional certification such as CAMS or ICTAt least 3 years experience in a QA or audit function in a bank or financial institution focusing on AML and compliance. Long term plans to remain in this field. Must have an eye for detail and an analytical mind...
Full-time
Business Operations Specialists
Ready to Apply?
Submit your application for Senior Analyst/AVP, Quality Assurance - Compliance Department at SMBC Group
Apply for this Position