Senior Compliance Officer, Compliance

Position Description
The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including, institutional cash equities sales and trading, research, futures & options, Delta One & Equity Derivatives, fixed income sales and trading, wealth management, investment banking (M&A, ECM & DCM) and asset management businesses.
In addition to the above, given the general and flexible mandate of this role, it is expected for the incumbent to demonstrate and develop well-rounded Compliance knowledge and be well-versed in a broad spectrum of Compliance skills, and not be restricted to specialized Compliance roles.
Key Areas of Responsibilities The incumbent will be a member of the Singapore Compliance team which has the following shared responsibilities:
Compliance Monitoring and Surveillanc...