Senior Compliance Officer

Job Title : Senior Compliance Officer/ Assistant General Counsel

Location: Wheaton, IL (Onsite)

Compensation: $120K-150K+ Bonus DOE

Skills: Private Fund Offerings, Alternative Investments, Reg BI, REITs, DSTs, tender/interval funds, co-investment vehicles, PPMs, SEC and FINRA rules and regulations

We are a registered broker-dealer that needs an experienced Senior Compliance Officer or Assistant General Counsel to join our team. If you have 5+ years of compliance oversight of private fund offerings and alternative investments, then this may be a perfect fit for you!

In this role, you will:

• Oversee alternative investment private offering platform processes for offering private funds (Reg D, 506(c)).
• Ensure suitability analysis and Reg BI compliance for investors.
• Provide compli...