Opportunity Description
About the job
The Senior Compliance Specialist will lead the implementation and monitoring of the company’s compliance framework across key conduct and regulatory domains, including Conflicts of Interest, Anti‑Bribery & Corruption, Fraud, Market Abuse, Data Protection, Outsourcing, and Ethics. This position plays a strategic role in embedding a culture of integrity, managing cross‑border compliance risks, and ensuring adherence to global regulatory expectations.
Responsibilities
- Regulatory Oversight: Implement and maintain compliance policies and controls related to conduct risk, ABC, CoI, fraud, data protection, market abuse, and outsourcing.
- Advisory: Advise management and business units on ethical practices, conflicts management, and third‑party risk compliance.
- Monitoring & Assurance: Perform periodic compliance risk assessments, thematic reviews, and control testing programs.
- Incident Management: Oversee i...
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