Senior Consultant (SEC/FINRA Compliance)

About the Job

NextReg is seeking a proactive, tech-savvy Senior Consultant to join our dynamic team. In this role, you will act as a trusted regulatory partner to our diverse portfolio of clients, ranging from high-growth fintech startups to established multi-billion AUM registered investment advisors (RIA's) and broker-dealers (BD's). You will be instrumental in designing, managing, and modernizing compliance programs, preparing firms for SEC exams, and integrating AI-enhanced compliance tools. If you are passionate about transforming compliance from a traditional cost center into a strategic advantage and thrive in a role where you are empowered to own relationships, this role is for you.

Location

This role is in the office in Miami, FL. (Brickell).

About NextReg

NextReg is a forward-thinking, tech-driven regulatory partner serving the next generation of investment advis...