Senior Manager / Head – Investment Product & Advisory

As the Senior Manager / Head – Investment Products & Advisory in an Independent Financial Advisory (FA) firm, you will be the primary steward of the firm’s investment governance framework and product due diligence standards, ensuring full alignment with MAS regulatory requirements under the Financial Advisers Act (FAA) .

You will oversee the end-to-end investment product lifecycle, from assessment to approval, ensuring that all products recommended to clients meet MAS suitability expectations, risk‑profiling requirements, and ongoing monitoring obligations. This role also leads Model Portfolio governance, advisor enablement, and market insights to ensure advisory recommendations remain robust, compliant, and client‑centric.

You will work closely with Compliance, advisory leaders, and management to ensure that the firm’s investment processes adhere strictly to MAS notices, guidelines, conduct standards, and documentation expectations. This is a senior str...