Opportunity Description
Job Description
We are hiring a Compliance Surveillance Analyst to review and investigate surveillance alerts across trading activity, employee activity, and communications. The role involves identifying potential regulatory or policy breaches, documenting findings, and escalating issues where appropriate. You will analyse trade data to support internal and regulatory inquiries and work closely with legal, audit,...
ZIPC1_UKTJ
We are hiring a Compliance Surveillance Analyst to review and investigate surveillance alerts across trading activity, employee activity, and communications. The role involves identifying potential regulatory or policy breaches, documenting findings, and escalating issues where appropriate. You will analyse trade data to support internal and regulatory inquiries and work closely with legal, audit,...
ZIPC1_UKTJ
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