Senior Regulatory Compliance Officer & Head of Monitoring & Testing

What you’ll be doing

Regulatory Compliance Oversight

• Provide independent 2LoD oversight and challenge across regulatory compliance, financial crime, operational resilience, safeguarding, conduct, and consumer protection controls.
• Monitor compliance with FCA rules, regulatory guidance, and supervisory expectations.
• Support the UK Head of Compliance in maintaining and enhancing an effective regulatory compliance framework.
• Act as a trusted advisor to business stakeholders on regulatory compliance matters.
• Provide constructive challenge and independent judgement on regulatory risks and business initiatives.

Head of Monitoring & Testing

• Lead and manage the Compliance Monitoring Programme (CMP).
• Design and execute a risk‑based monitoring and testing plan covering regulatory compliance and financial crime controls for the entities within Altery Group.
• Develop and maintain...